J. Orthod.
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Journal of Orthodontics, Vol. 28, No. 1, 45-52, March 2001
© 2001 British Orthodontic Society


Scientific Section

The Use of the Index of Orthodontic Treatment Need (IOTN) in a School Population and Referred Population

Neslihan Üçüncü and Esra Ertugay

Department of Orthodontics, Faculty of Dentistry, Gazi University

Abstract

The aim of this study is to assess the need for orthodontic treatment in a Turkish school population and a group of population referred for orthodontic treatment. The study groups were 250 school children, 11–14 years of age, and 250 patients, 11–14 years of age, referred to the department of orthodontics. The Index of Orthodontic Treatment Need (IOTN) was used by two examiner in order to estimate the treatment need. The differences between the IOTN values for the boys and girls were also not statistically significant in both groups. When the dental health component of IOTN is considered, 38•8 per cent of Turkish school population showed great need treatment, 24•0 per cent moderate need treatment and slight or no need was 37•2 per cent. On the other hand, the referred population represented an 83•2 per cent great need treatment, 12•0 per cent moderate need treatment, 4•8 per cent no need treatment according to the DHC.

  The AC of IOTN in school population resulted in 4•8 per cent great need, 4•8 per cent moderate need, 90•4 per cent no need. These percentage were 36•8 per cent great need, 17•6 per cent moderate need, 45•2 per cent no need in referred population. Grade 8 was 28•8 per cent out of the 36•8 per cent great need percentage in referred population. Therefore, it can be concluded that the ectopic canines were the driving factor for the referred population.

Key words: IOTN, Occlusal Indices

Introduction

Occlusal indices have been widely used as a method of achieving a more uniform evaluation of orthodontic treatment need for many years. Several indices have been developed to categorise malocclusion into groups according to the level of treatment need. Some examples of these indices are Grainger's Treatment Priority Index (1967), Salzmann's Handicapping Malocclusion Assessment Record (1968) and Summer's Occlusal Index (1971). Additionally, the authors have described two recently developed orthodontic indices that are being used in orthodontic treatment need, priority, and evaluation of treatment success, the Index of Orthodontic Treatment Need and the Peer Assessment Rating. The Index of Orthodontic Treatment Need (IOTN), described by Brook and Shaw (1989) and Shaw et al., (1991) and modified by Richmond (1990) has been gaining national and international recognition as a method of objectively assessing treatment need. This index ranks malocclusion in terms of the significance of various occlusal traits for the person's dental health and perceived aesthetic impairment with the intention of identifying those persons who would be most likely to benefit from orthodontic treatment.

In various populations, malocclusion was examined by using the IOTN (Brook and Shaw, 1989Go; Burden and Holmes, 1994Go; Burden et al., 1994Go), and the reproductibility of IOTN was examined and the values indicated substantial agreement (Brook and Shaw 1989Go, So and Tang, 1993Go, Burden and Holmes, 1994Go; Burden et al., 1994Go; Richmond et al., 1994Go). When the results of the above studies are examined, it can be concluded that there is a need of orthodontic treatment at least in one-third of the population.

The demand for orthodontic treatment is also increasing in Turkey as in the other countries. In Turkey, there are 12 universities that provide orthodontic treatment. Beside these universities, there are 325 orthodontist working in different cities of Turkey. When the large geographic area and 65 million population of Turkey are considered, the subject universities and the orthodontists are not enough to provide a sufficient orthodontic treatment to serve all the needs. Therefore, there are long waiting times for the patients after they apply for orthodontic treatment. In this case, it is important to determine the patients who is in great need of treatment, and give a high priority to these patients in order to achieve a high standard for orthodontic treatment and reduce the waiting times.

In Turkey, the first evaluation of the need of orthodontic treatment was carried out by using Treatment Priority Index (TPI). However, the implementation of TPI is difficult. Therefore, IOTN, which is known to provide reliable and practical results, was used in our study to determine the need for orthodontic treatment in the school and referred population, and to compare the results with other studies.

Materials and Methods

The study group consisted of 250 school children and 250 referred patients who applied to our department of orthodontics, a total of 500 individuals. The school children ages were between 11 and 14 years old. The referred patients ages were also 11–14 years old. There were a small proportion of children already undergoing orthodontic treatment in school population (10 among 250 students). These children were excluded from the study. IOTN was used in the school children and the patients referred to the department of the orthodontics by two calibrated examiners in order to estimate the treatment need.

As it is known, IOTN has two parts; the Aesthetic (AC) and Dental Health (DHC) components.

The Aesthetic Component consists of a scale of 10 color photographs showing different levels of dental attractiveness, grade 1 representing the most attractive and grade 10 the least attractive dentitions (Figure 1aGo).




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Fig. 1 (a)   Aesthetic Component of IOTN. (b) Index of Orthodontic Treatment Need (DHC) ruler. (The scan scale was first published by the European Orthodontic Society; Evans, M. R. and Shaw, W. C. European Journal of Orthodontics, 9, 314–18. 1987)

 
There are five grades within the DHC which have been grouped following validation into grades 1 and 2 representing ‘slight or no need for treatment’, grade 3 representing ‘borderline’ cases, and grades 4 and 5 representing those in ‘great need of orthodontic treatment’ (Table 1Go). The DHC may be applied both clinically and to study model with a specially designed ruler (Figure 1bGo).


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Table 1   The Dental Health Component of the Index of Orthodontic Treatment Need (IOTN)
 
The IOTN components were determined in percentage separately.

To test intra-examiner agreement, 64 of the referred population were re-examined, 6 weeks after their initial examination. The assignment of grades was also done by two examiners to test inter-examiner agreement.

Kappa statistics (Agresti, 1990Go) was used to evaluate the consistency of both intra-examiner and inter-examiner agreement. The significance of the dependency on sex of DHC and AC grades is checked by using Chi-Square test (Agresti, 1990Go). The significance of the percentages in two populations for each grade of DHC and AC was evaluated by using Z-test (Agresti, 1990Go).

Results

The Kappa values of the intra-examiner reproducibility for the DHC and AC were 0•91 and 0•78, respectively. On the other hand, the kappa values of the inter-examiner for the DHC and AC were 0•82 and 0•73, as depicted in Table 2Go.


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Table 2   Intra- and inter-examiner variability (Kappa analysis)
 
When the sex distribution of the DHC and AC components of the IOTN in both population was considered, the difference between the IOTN values of boys and girls were not statistically significant (Table 3 and 4GoGoGoGo).


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Table 3 (a)   Sex distribution of DHC grades of IOTN in school population
 

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Table 3 (b)   Sex distribution of AC grades of IOTN in school population
 

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Table 4 (a)   Sex distribution of DHC grades of IOTN in referred population
 

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Table 4 (b)   Sex distribution of AC grades of IOTN in referred population
 
The rating for the DHC of IOTN in the school population was found to be distributed as follows; 38•8 per cent in great need for treatment, 24•0 per cent in moderate need for treatment, and 37•2 per cent slight or no need for treatment (Figure 2Go).



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Fig. 2   Distribution of ratings for the DHC of IOTN in school population and referred population.

 
The results of the rating for the DHC of IOTN for the referred population were 83•2 per cent in great need for treatment, 12•0 per cent in moderate need for treatment, and 4•8 per cent in slight or no need for treatment (Figure 2Go).

The distribution of ratings for the AC of IOTN in the school population was 4•8 per cent in great need for treatment, 4•8 per cent in moderate need for treatment, and 90•4 per cent in slight or no need for treatment (Figure 3Go). On the other hand the distribution of ratings for the AC of IOTN in the referred population was 36•8 per cent great need for treatment, 17•6 per cent moderate need for treatment and 45•6 per cent slight or no need for treatment (Figure 3Go).



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Fig. 3   Distribution of ratings for the AC of IOTN in school population and referred population.

 
The difference between the percentages of the IOTN values in two populations are listed in Table 5a,bGoGo. Both DHC and AC of IOTN in all grades were found to be statistically significant in school and referred population.


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Table 5 (a)   Distribution of DHC grades and the significants test results (Z-test for two proportions from independent groups)
 

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Table 5 (b)   Distribution of AC grades and the significants test results (Z-test for two proportions from independent groups)
 
The component of DHC and AC of IOTN in different population groups are summarised in Table 6a,bGoGo.


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Table 6 (a)   Distribution of ratings for the IOTN in school population according to the several researchers
 

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Table 6 (b)   Distribution of ratings for the IOTN in referred population according to the several researchers
 
Discussion

There has been an increase in the use of IOTN, recently (Holmes and Willmot 1996Go). The validity of the use of IOTN index has also been verified by several researchers (Richmond et al., 1994Go, Burden et al., 1994Go, Burden and Holmes 1994Go, Shaw et al., 1995Go).

In 1994, Burden et al. assessed the intraexaminar reproductibility of the IOTN index. The Kappa values were found to be 0•73 and 0•77 for the DHC and AC, respectively. In the same year, Burden and Holmes (1994) also tested the intra examiner reproducibility using Kappa statistics. The values were 0•75 for the DHC and 0•71 for the AC in one study group. In the other study group, the DHC and AC were 0•84 and 0•88, respectively.

In this study, intra-examiner Kappa values were 0•91 and 0•78 for the DHC and AC respectively. On the other side, inter-examiner Kappa values were 0•82 and 0•73 DHC and AC, respectively. When these values were considered, almost perfect agreement was obtained for the DHC and substantial agreement for AC.

The distribution with respect to males and females of orthodontic treatment need has been studied by several researchers (Burden et al., 1994Go; Güray et al., 1994Go; Ugur et al., 1998Go) In 1994, Burden et al. found that significantly more males than females were in the need for orthodontic treatment.

In our study, the difference between the IOTN values of boys and girls were not statistically significant (Tables 3a,bGoGo and 4a,bGoGo). It is interesting to note that this result is in line with the results in Güray et al. (1994) and Ugur et al. (1998), where the evaluation of orthodontic treatment need was carried out by using the TPI.

The distribution of DHC grades and AC grades has been studied by several researchers (Brook and Shaw, 1989Go; Burden and Holmes, 1994Go; Richmond et al., 1994Go) in the UK. Brook and Shaw (1989) found that, the DHC proportions in 333 school children being 11–12 years old were 32•7 per cent for great need, 35•1 per cent for no need or little treatment need. Burden and Holmes (1994) found that 21–24 per cent of the population were in the great need when DHC was assessed for 1829 school children being 11–12 years old. So and Tang (1993) examined 100 dental students in University of Hong Kong and the result was 52 per cent great need. On the other hand, Güray et al. (1994) examined 483 Turkish primary school students in a low socio-economic region. The results was 27•74 per cent normal occlusion, 72•26 per cent need treatment. Ugur et al's (1998) study resulted in 40•38 per cent normal occlusion, 59•62 per cent need treatment for 572 Turkish primary school children of 6–10 years old. However, Güray et al. (1994) and Ugur et al. (1998) used TPI. In our study, the DHC scores were found as 38•8 per cent for great need, 37•2 per cent for no or little treatment need in school population. When the moderate need and great need for treatment assessment, the need for orthodontic treatment in Turkish school population was found to be 62•8 per cent, which is very near to the result of Brook and Shaw's study (1989, Table 6aGo). The percentage of great need found by Brook and Shaw (1989) was 74•4 per cent whereas the percentage of great need examined by Richmond et al. (1994) was 78 per cent for DHC in referred population. Firestone et al.'s study (1999) resulted in 81•6 per cent great need for 95 referred patients who were 12 years old (Table 6bGo). In our study, the great need percentage resulted in 83•2 per cent in referred population. As it is observed the great need in referred population lies between 74 per cent and 83•2 per cent in different populations.

When the aesthetic component of IOTN was assessed, 4•8 per cent of school population showed great need for treatment. However, great need was found to be 36•8 per cent in referred population. These great need values are satisfactorily in line with those values found by British professionals (Brook and Shaw, 1989; Richmond et al., 1994; Table 6a,bGoGo). The individual percentages of AC for no need treatment and moderate treatment found by Brook and Shaw (1989) and Richmond et al. (1994) were not close to our findings (Table 6a,bGoGo).

The most difficult decision about treatment are those that have to be made for borderline malocclusion with aesthetic implications. Therefore, it might happen that the cut off point for no need and moderate grades (Grades 4 and 5) might sometimes be chosen differently in our study. In a similar manner, Stenvik et al., (1997) determined that the cut-off points for aesthetic treatment need in moderate-borderline grade was used differently.

When DHC of IOTN in school population was considered 38•8 per cent great need which includes grade 4–5 (severe overjet, anterior and posterior crossbite, lateral open bite, etc.) was observed. However, the no need treatment percentage value was 90•4 per cent including grade from 1 to 4 in the AC in the same group. Therefore, the individuals didn't consider to apply for treatment.

On the other hand, when the DHC of IOTN in referred population was assessed, 83•2 per cent great need was observed. In this group, it was interesting to note that the AC component values were 28•0 per cent grade 3 and 28•8 per cent grade 8, which consisted the highest two values (Figure 3Go). If the scale of the AC was investigated, it could be noted that the canines in both grade 3 and grade 8 are not aesthetic. Brook and Shaw (1989) evaluated AC of IOTN in referred population. The results was 31•4 per cent great need which included 23•6 per cent grade 8. Therefore, it could be concluded that the ectopic canines were the driving factors for the patients to apply for treatment.

The decision to treat or not for referred population depends on many factors in addition to appearance (i.e., health, motivation, cost, risk, duration, prognosis) and cannot to be made therefore solely on the basis of indices of treatment need.

Conclusions

In our study, the Turkish school population under study showed 37•2 per cent no need treatment, 24•0 per cent moderate need and the great need treatment was 38•8 per cent when DHC of IOTN was used.

It is interesting to note that the need for orthodontic treatment in Turkish school population is a high percentage, 62•8 per cent when the moderate need and the great need for treatment is also taken into account, which is almost equal to the percentage values found by Brook and Shaw (1989). This high percentage of orthodontic treatment need also indicates the importance of preventive orthodontic treatment.

On the other hand, the referred Turkish population represented 4•8 per cent no need treatment, 12 per cent moderate need treatment, and 83•2 per cent great need treatment. When compared with the other studies, it is seen that the great need in referred population lies between 74 and 83•2 per cent.

Furthermore, the aesthetic component in the school population resulted in 4•8 per cent great need for treatment. Whereas the same component represented 36•8 per cent great need for treatment in referred population where Grade 8 consisted of 29•2 per cent out of 36•8 per cent great need percentage. Therefore, the ectopic canines (in Grade 8 of AC) are the main motivating factor for the patient to demand for orthodontic treatment.

References

Agresti, A. (1990) Categorical Data Analyses,John Wiley & Sons, New York.

Brook, P. H. and Shaw, W. C. (1989) The development of an orthodontic treatment priority index, European Journal of Orthodontics, 11, 309–320.[Abstract/Free Full Text]

Burden, D. J. and Holmes, A. (1994) The need for orthodontic treatment in child population of the United Kingdom, European Journal of Orthodontics, 16, 395–399.[Abstract/Free Full Text]

Burden, D. J., Mitropoulos, C. M. and Shaw, W. C. (1994) Residual orthodontic treatment need in a sample of 15- and 16-year-olds, British Dental Journal, 176, 220–224.[Medline]

Firestone, A. R., Hasler, R. U. and Ingervall, B. (1999) Treatment results in dental school orthodontic patients in 1983 and 1993, Angle Orthodontist, 69, 19–26.[Medline]

Grainger, R. M. (1967) Orthodontic Treatment Priority Index,Public Health Service Publication No. 1000, Series 2, No. 25,US Government Printing Office, Washington DC.

Güray, E., Ertas, E., Orhan, M. and Doruk, C. (1994) Konya Yöresi Ilkokul çocuklarinda "Treatment Priority Index" (TPI) Uygulamasi (Epidemiyolojik çalisma), Türk Ortodonti Dergisi, 7, 195–200.

Holmes, A. and Willmot, D. R. (1996) The Consultant Orthodontist group 1994 Survey of the use of the Index of Orthodontic Treatment Need (IOTN), Brisish Journal of Orthodontics, 23, 57–59.

Richmond, S. (1990) A critical evaluation of orthodontic treatment in the general dental services of England and Wales,PhD Thesis, University of Manchester.

Richmond, S., Roberts, C. T. and Andrews, M. (1994) Use of the Index of Orthodontic Treatment Need (IOTN) in assessing the need for orthodontic treatment pre- post-appliance therapy, British Journal of Orthodontics, 21, 175–184.[Abstract]

Salzmann, J. A. (1968) Handicapping malocclusion assessment to establish treatment priority, American Journal of Orthodontics, 54, 749–765.[Medline]

Shaw, W. C., Richmond, S., O'Brien, K. D. and Brook, P. (1991) Quality control in orthodontics: indices of treatment need and treatment standards, British Dental Journal, 170, 107–112.[Medline]

Shaw, W. C., Richmond, S. and O'Brien, K. D. (1995) The use of occlusal indices: a European perspective, American Journal of Orthodontics and Dentofacial Orthopedics, 107, 1–10.[Medline]

So, L. L. Y. and Tang, E. L. K. (1993) A comparative study using the Occlusal Index and the Index of Orthodontic Treatment Need, Angle Orthodontist, 63, 57–64.[Medline]

Stenvik, A., Espeland, L., Linge, O. B. and Linge, L. (1997) Lay attitudes to dental appearance and need for orthodontic treatment, European Journal of Orthodontics, 19, 271–277.[Abstract/Free Full Text]

Summers, C. J. (1971) A system for identifying and scoring occlusal disorders, American Journal of Orthodontics, 59, 552–567.[Medline]

Ugur, T., Ciger, S., Aksoy, A. and Telli, A. (1998) An epidemiological survey using the Treatment Priority Index (TPI), European Journal of Orthodontics, 20, 189–193.[Abstract/Free Full Text]




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