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Journal of Orthodontics, Vol. 31, No. 4, 329-334, December 2004 doi:10.1179/146531204225020644
© 2004 British Orthodontic Society

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Article

Self-perceived orthodontic treatment need evaluated through 3 scales in a university population

C. Flores-Mir and P. W. Major

University of Alberta

F. R. Salazar

Universidad Peruana Cayetano Heredia

Address for correspondence: Dr C. Flores-Mir, Faculty of Medicine and Dentistry Room 4051A, Dentistry/Pharmacy Center, University of Alberta, Edmonton, Alberta, Canada T6G 2N8. Email: carlosflores{at}ualberta.ca

Received September 29, 2003; accepted February 5, 2004


    Abstract
 Top
 Abstract
 Introduction
 Materials and methods
 Results
 Discussion
 Conclusions
 Contributors
 References
 
Objective: To evaluate the self-perceived orthodontic treatment need in a university population evaluated through 3 scales that used different approaches.

Design: Cross-sectional survey.

Setting: University dental clinic, Lima, Peru, 2001.

Materials and methods: Questionnaires that gathered perceptions on dentofacial aesthetic perception and orthodontic treatment need were applied to a randomly selected sample (329) of first year university students (729). Subjects undergoing orthodontic treatment at the time of examination were excluded.

Main outcome measures: Aesthetic component (AC) of the Index of Orthodontic Treatment Need (IOTN), Oral Aesthetics Subjective Index Scale (OASIS) and a visual analogue scale (VAS) were used.

Statistical analysis: Descriptive statistics, Spearman correlation test, Kruskall–Wallis test and Mann–Whitney U-test were used.

Results: For the AC, 87.5% were in the ‘without treatment need’ category, 10.6% in the ‘borderline need’ category and 1.8% in the ‘treatment need’ category. The mean AC score was 3.02 (±1.49). The mean OASIS score was 11.81 (±4.84), and the VAS score was 40.16 (±18.16). Correlations between the 3 self-assessment scales were moderate (AC-OASIS 0.416, AC-VAS 0.541 and OASIS-VAS 0.457). Gender or previous orthodontic treatment had no influence (p<0.05) on the scales.

Conclusions: Differences in the approaches used by each scale to evaluate the self-perception of the aesthetical arrangement of the front teeth may explain the moderate correlation values.

Key words: Self-perceived orthodontic treatment need, IOTN, OASIS, VAS, university students


    Introduction
 Top
 Abstract
 Introduction
 Materials and methods
 Results
 Discussion
 Conclusions
 Contributors
 References
 
It is becoming progressively evident that the determination of orthodontic treatment need should not be based exclusively on observable clinical signs, but should also consider functional and aesthetic factors. The aesthetic factors are not easily evaluated and are generally determined subjectively.1Go Nevertheless, identification of a malocclusion by a dental health care professional is a primary factor in motivating an individual to seek orthodontic care.2Go This decision can be modified by many important factors, such as a combination of consumer and provider aspirations.3Go These were summarized by Shaw et al.2Go as patient factors (appearance improvement, age, gender, environment influence and social class), and orthodontist factors (appreciation of the treatment need, access to services, cost of the treatment and treatment priority).

In another study, Fox et al. reported that adolescents gave a different importance to the appearance of their anterior teeth depending if they sought orthodontic treatment or not.4Go Petersen and Dahlström found that dentists and orthodontists perceived orthodontic treatment needs differently to adolescents.5Go

There are only a few indices or scales that consider the self-perception of the evaluated person regarding their orthodontic treatment need. They are the Index of Orthodontic Treatment Need (IOTN),6Go the Dental Aesthetic Index (DAI),7Go the Orthodontic Aesthetic Subjective Impact Scale (OASIS),8Go and the Index of Complexity Outcome and Need (ICON).9Go

The IOTN has two components that have been refined through time.6,Go10,Go11Go These are the Dental Health component (DHC), which classifies the dental health need for treatment, and the Aesthetic component (AC), which classifies the aesthetics of the arrangement of the teeth.3,Go6,Go8,Go12Go

The IOTN measures the treatment need from a provider (normative) viewpoint and this does not always reflect the consumers’ view. This problem was addressed by Mandall et al. who attempted to develop a patient derived measure.8Go In this study, they combined scores from a questionnaire and the child’s perceived AC score to construct an overall perceived oral aesthetic impact score. They found that subjects with greater clinical orthodontic treatment need usually perceived themselves as worse off than their peers with lower clinical treatment need. Interestingly, children from lower socioeconomic conditions reported higher OASIS scores, yet they were less likely to have received orthodontic treatment. Untreated children who desired orthodontic treatment had higher values in the AC of the IOTN and OASIS.

In summary, there are several approaches to evaluate orthodontic treatment need that have been derived from a provider viewpoint (IOTN) and a consumer viewpoint (OASIS). The present study was designed to evaluate any association between these measures and to investigate possible differences in the determined self-perceived need in a young adult population.


    Materials and methods
 Top
 Abstract
 Introduction
 Materials and methods
 Results
 Discussion
 Conclusions
 Contributors
 References
 
Three-hundred-and-twenty-nine first year students were randomly selected from a sample of 780 first year university students from Lima, Peru, who had undergone a medical examination. The minimum required sample was 320 for an {alpha} of 95% and a precision error of 3% based on an orthodontic treatment need of 15% (objective need of 28% and self-perceived need of 2% obtained from a pilot study). Health sciences or artistic career students and students in active orthodontic treatment were excluded. All subjects signed a voluntary informed consent form.

A focus group of 10 university students were recruited to assist in structuring the scales used in this study into a clearly understandable format. All the selected students were asked to complete the questionnaires. The primary examiner (CF) was available to respond to subject questions during the questionnaire completion process.

The following structured orthodontic treatment need scales were completed for each subject:


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Table 1 Oral aesthetic subjective impact scale (oasis)8Go
 
Data analysis
Descriptive statistics were used for each variable. The Kolmogorov-Smirnov test was used to evaluate the normality of the data. Spearman correlation tests were used to measure association between the self-perceived orthodontic treatment need (AC, OASIS and VAS) scales. Finally, the Kruskall–Wallis test and Mann–Whitney U test for independent samples were used to identify any differences between the scales, gender and previous orthodontic treatment.


    Results
 Top
 Abstract
 Introduction
 Materials and methods
 Results
 Discussion
 Conclusions
 Contributors
 References
 
The sample of 329 included 178 men (54.1%) and 151 women (45.9%) with a mean age of 18.02 years (±1.54). Forty-three (13.01%) had undergone orthodontic treatment.

For the AC, 87.5% (288) were in the ‘without treatment need’ category, 10.6% (35) in the ‘borderline treatment need’ category and 1.8% (6) in the ‘treatment need’ category. The mean AC score was 3.02 (±1.49). The mean OASIS score was 11.81 (±4.84); and the mean VAS score was 40.16 (±18.16).

The Kolmogorov-Smirnov test demonstrated that the sample did not come from a normally distributed population for any scale. Therefore, non-parametric statistical tests were used for comparison purposes.

Comparison of the mean OASIS and VAS scores according to the AC category showed a trend of higher OASIS scores and lower VAS scores for the subjects with more treatment need (Table 2Go). Scores were ranked and evaluated through non-parametric tests. The Kruskall–Wallis test showed that there were highly significant differences (p<0.001) between AC groups for OASIS and VAS. Groups were then compared by pairs. Differences were highly significant (p<0.001; Mann–Whitney U test for independent samples) for OASIS and VAS between the ‘without treatment need’ and the ‘borderline treatment need’ categories. No differences were found between the ‘without treatment need’ and the ‘treatment need’ categories, and between the ‘borderline treatment need’ and the ‘treatment need’ categories (Mann–Whitney U test for independent samples).


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Table 2 Descriptive statistics for the OASIS and VAS scores grouped according to AC categories
 
Spearman correlations between the three self-assessment scales were moderately significant (p<0.001; AC-OASIS 0.416, AC-VAS 0.541 and OASIS-VAS 0.457).

No association (Mann–Whitney U test for independent samples) between the evaluated scales with gender or previous orthodontic treatment was found (p>0.05).


    Discussion
 Top
 Abstract
 Introduction
 Materials and methods
 Results
 Discussion
 Conclusions
 Contributors
 References
 
Orthodontic treatment need was not only influenced by objective occlusal characteristics, but also by the subjective appreciation of their own facial aesthetics and socio-cultural conditions.1,Go3,Go13–Go19Go

The self-perceived need for orthodontic treatment in this population, based on the AC, was less than found in studies that evaluated other populations and cultures.6,Go8,Go20–Go23Go (Table 3Go) This difference may result from different cultural and socioeconomic factors, where relatively few of the present sample’s peers had undergone orthodontic treatment (13.01%).


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Table 3 Comparison of the AC of the IOTN results in different studies
 
Some difficulties with the AC were identified, which could have an influence in the low percentages of self-perceived orthodontic treatment need. The subjects seemed to have difficulty understanding the idea of selection of the appropriate photograph from the 10 photographs provided in the published scale. Some subjects tried to look for the photographs most resembling their own teeth, instead of selecting the picture that had the same level of aesthetic appeal as their own teeth. This problem was also previously reported for professionals during their initial training in the use of the scale.24Go Given the difficulty well educated subjects had with the interpretation of the scale, poorly educated or young patients may experience even greater problems of interpretation.

The other two scales used a different approach to evaluate the self-perceived need. The OASIS uses a Likert type questionnaire and the visual analog scale (VAS) uses a simple line with two marked extremes, both of which appear to be more easily understood by these subjects. Comparison of the mean OASIS and VAS scores according to the AC category showed a trend of higher OASIS scores and lower VAS scores for the subjects with greater treatment need.

Mandall et al.8Go developed the OASIS to permit adolescents to self-determine the grade of concern about the arrangement of their anterior teeth. In their study, subjects with greater clinical orthodontic treatment need usually perceived themselves worse off than their peers with lower clinical treatment need. In that study, untreated children who desired orthodontic treatment had higher values simultaneously in the AC of the IOTN and OASIS. The AC is a specific evaluation of the self-perception of the appearance of their anterior teeth, whereas the OASIS asks several questions about the perceptions of others and themselves, as well as questions about their previous behavior related to the appearance of their teeth. Therefore, differences in the results may be expected.

According to the present results, the VAS seemed to be the most easily perceived need scale to be understood and used by these university students. It also presented the strongest correlation with the other two scales. Differences could also be explained by the different approaches utilized. The VAS scale is more related to the AC in the sense that it is also a general evaluation of the perception of the anterior teeth, but without the use of photographs as facilitator stimuli.

Gender and previous orthodontic treatment did not influence the results. Our results were contradictory when compared with some previous studies that had demonstrated that more females than males perceive an orthodontic treatment need under similar conditions.8,Go25–Go30Go Some authors have reported the same gender bias in adults,30,Go31Go but others disagree.23,Go32,Go33Go The difference is probably cultural or socioeconomic.

Two studies16,Go34Go reported that young European adults who had previously received orthodontic treatment had similar or higher perception of orthodontic treatment need than untreated subjects. Burgersdijk34Go used questions regarding satisfaction with the alignment of the anterior teeth and previous orthodontic treatment, whereas Tuominen16Go used questions regarding orthodontic treatment desire. They did not utilize the more widely accepted self-perception scales. Our results did support their findings, but cultural or socioeconomic differences could make direct comparisons questionable. Further research regarding the influence of previous orthodontic treatment and the self-perceived orthodontic need in Peruvian populations is underway.

In conclusion, application of indices for research purposes should take into account possible cultural or socioeconomic differences that may arise between different populations. It is important that studies identify if they are using a modification of the original IOTN. A comparison between studies using nonidentical indices may not be valid.

According to the present results the VAS is as valid as the AC or OASIS in discriminating orthodontic treatment need in this university population. Further research with the VAS as a tool to evaluate self-perceived orthodontic need is required.


    Conclusions
 Top
 Abstract
 Introduction
 Materials and methods
 Results
 Discussion
 Conclusions
 Contributors
 References
 


    Contributors
 Top
 Abstract
 Introduction
 Materials and methods
 Results
 Discussion
 Conclusions
 Contributors
 References
 
Carlos Flores-Mir was responsible for the study conception and design, analysis and interpretation of the data. He participated in the drafting and critical revision of the paper. Fernando R. Salazar participated in the study conception and design, analysis and interpretation of the data. He participated in the drafting and critical revision of the paper. Paul W. Major participated in the study analysis and interpretation of the data. He participated in the drafting and critical revision of the paper. All the listed authors approved the final version of the manuscript to be published. Ruben Durand made the statistical analysis and gave some useful feedback about perception. Carlos flores-Mir is the guarantor.


    References
 Top
 Abstract
 Introduction
 Materials and methods
 Results
 Discussion
 Conclusions
 Contributors
 References
 
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