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Journal of Orthodontics, Vol. 35, No. 4, 262-269, December 2008 doi:10.1179/14653120722770
© 2008 British Orthodontic Society

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Scientific Section

Does oral health promotion influence the oral hygiene and gingival health of patients undergoing fixed appliance orthodontic treatment? A systematic literature review

Darren Gray and Grant McIntyre

Dundee Dental Hospital & School, Dundee, Tayside, UK

Address for correspondence: Grant McIntyre, Dundee Dental Hospital & School, Dundee, Tayside, UK. Email: grant.mcintyre{at}nhs.net


    Abstract
 Top
 Abstract
 Introduction
 Objective
 Null hypothesis
 Methods
 Results
 Discussion
 Conclusions
 References
 
Objective: To determine the effectiveness of orthodontic oral health promotion (OHP) upon gingival health.

Data sources: The Cochrane Central Register of Controlled Trials [CENTRAL (January 2005)], MEDLINE [OVID and PubMed platforms (1966 to May 2005)] and EMBASE (1966 to May 2005) were searched. A grey literature search was also conducted.

Data selection: Of the 218 studies identified, 37 were retrieved for detailed examination. Methodological quality was determined using a checklist and inter-rater reliability was calculated using the unweighted kappa statistic. Six randomised (RCT) and quasi-randomised controlled clinical trails (CCT) met the inclusion criteria.

Data extraction: Categorical data about the effect of oral health promotion on dental plaque levels and/or gingival bleeding were independently collected from the four RCTs and two CCTs by two reviewers using a data extraction proforma.

Data synthesis: Positive effects on plaque and/or gingival health were produced in only four of the included trials. OHP resulted in no difference being detected in two of the included trials. None of the trials that were included produced a negative effect of orthodontic oral health promotion on oral hygiene and gingival health. Direct comparison between the trials was difficult due to the heterogeneity in the outcome measures between the included studies.

Conclusions:

Key words: Orthodontics, oral health promotion, gingivitis, periodontal health


    Introduction
 Top
 Abstract
 Introduction
 Objective
 Null hypothesis
 Methods
 Results
 Discussion
 Conclusions
 References
 
Orthodontic appliances impede tooth cleaning and can encourage the onset of chronic hyperplastic gingivitis (CHG). The exact aetiology of chronic hyperplastic gingivitis is unknown, although plaque is accepted to be the principle causative factor.1Go It is also recognised that certain individuals are rendered susceptible by genetic and/or environmental factors. These include polymorphisms in the gene for interleukin 1, cigarette smoking, leukopenia, and diabetes among others. In these situations, CHG leads to periodontitis and loss of attachment over time.

Of importance in orthodontics is whether appliances accelerate the transition from gingivitis to periodontitis.2Go This is because plaque can accumulate between the brackets and/or bands and the gingival margins.3Go Moreover, plaque retention during fixed appliance orthodontic treatment has been determined to be an important aetiological factor in the development of demineralisation in addition to chronic hyperplastic gingivitis.1Go Indeed it is often postulated that the metals in orthodontic brackets and bands are locally cytotoxic and induce localised inflammatory changes in the gingival tissues. This is clinically obvious where orthodontic bands are positioned subgingivally. The resultant gingival hypertrophy subsequently acts as a further obstacle to plaque removal favouring the dominance of periodontopathic microorganisms (Porphyromonas gingivalis, Bacteroides forsythus, and Actinobacillus actinomycetemcomitans).4Go Any subsequent calculus formation around the orthodontic fixed appliance components further impedes plaque removal and in some cases can lead to subgingival plaque deposits.

Importantly, in patients being treated with fixed appliances, CHG causes a small but significant loss of periodontal support.5Go7Go Although this is a risk for all patients treated with fixed appliances, it is most significant for those with pre-existing periodontal attachment loss and those predisposed to periodontal attachment loss in the absence of fixed appliances. This latter group includes those susceptible to periodontal disease in general, but also those undergoing hormonal changes due to puberty, pregnancy, menopause and oral contraceptives, smokers and special needs patients where manual dexterity prevents adequate tooth cleaning.

In medicine and dentistry, the main methods used for health promotion include verbal, printed materials and videodata (via magnetic tape, CD/DVD and internet-based applications). Of these, written instructions have been shown to be the least effective at promoting change.8Go12Go

General oral health promotion (OHP) has focused primarily on the prevention of periodontal disease, but several recent studies4Go,13Go16Go have expressed concerns as to its value. Orthodontic OHP has predominately been aimed at preventing demineralisation during fixed appliance orthodontic treatment.17Go Interestingly, there are no studies investigating the effect of patient advice regarding dietary control of refined carbohydrate in order to prevent white-spot lesions (and caries) formation in patients with fixed orthodontic appliances.18Go Furthermore, there is limited evidence supporting the use of fluoride releasing compounds, the use of chlorhexidine during fixed appliance orthodontic treatment, polymeric tooth coating around orthodontic brackets and fluoride releasing bonding materials in the prevention of white spot lesions during orthodontic treatment.17Go Notwithstanding, the influence of OHP in patients being treated with fixed orthodontic appliances upon gingival health is generally not well understood.

This review is therefore intended to assess the influence of OHP upon gingival health in patients being concomitantly treated with fixed orthodontic appliances and to determine whether such programmes confer long-term post orthodontic therapy benefits.


    Objective
 Top
 Abstract
 Introduction
 Objective
 Null hypothesis
 Methods
 Results
 Discussion
 Conclusions
 References
 
To systematically review the effectiveness of oral health promotion interventions in improving oral hygiene and gingival health for patients undergoing orthodontic fixed appliance treatment.


    Null hypothesis
 Top
 Abstract
 Introduction
 Objective
 Null hypothesis
 Methods
 Results
 Discussion
 Conclusions
 References
 
There is no difference in the plaque levels and/or gingival bleeding between individuals undergoing orthodontic treatment who have received oral health promotion and those who have not.


    Methods
 Top
 Abstract
 Introduction
 Objective
 Null hypothesis
 Methods
 Results
 Discussion
 Conclusions
 References
 
The systematic review method was used to eliminate bias within this study arising from literature searching, study selection, data abstraction and data synthesis.

An electronic search strategy was conducted initially using MEDLINE via the OVID platform (1966 to May 2005). The search method was as follows:

  1. exp orthodontics/
  2. orthodontic$.mp.
  3. 1 or 2
  4. exp hygiene/
  5. hygiene$.mp.
  6. 4 or 5
  7. exp education/
  8. education.mp.
  9. promotion.mp.
  10. programme$.af.
  11. technique$.af.
  12. exp behaviour/
  13. behaviour$.mp.
  14. 7 or 8 or 9 or 10 or 11 or 12 or 13
  15. 3 and 6 and 14

Subsequently, the Cochrane Central Register of Controlled Trials (CENTRAL) (January 2005) and EMBASE (1980 to May 2005) were also searched. The search method was revised appropriately for these latter databases as they all require subtle differences in the searching technique. A hand search was also carried out involving the American Journal of Orthodontics and Dentofacial Orthopaedics (1965–2005), (British) Journal of Orthodontics (1974–2005), European Journal of Orthodontics (1979–2005), and Angle Orthodontist (1965–2005). A grey literature search was carried out using combinations of the key words orthodontic, hygiene, education, promotion, programme, technique and behaviour in Google Scholar (www.scholar.google.com). Other pertinent reports identified in the reference lists of relevant articles were also included. A total of 218 possible studies were found.

Only randomised (RCT) and quasirandomised controlled clinical trials (CCT), which specifically stated that they assessed reductions in dental plaque levels and/or gingival bleeding when comparing health promotion interventions were included. Trials that involved plaque removal by a professional (except at baseline) or the use of proprietary antiplaque agents were excluded as these would not be relevant to the current investigation. Furthermore, only trials involving patients undergoing orthodontic treatment with fixed appliances were included. There were no restrictions imposed on the age of participants or language of the publication. Authors were not contacted for missing data.

Data extraction was carried out independently by two reviewers (both orthodontists) using a proforma (Figure 1Go), which was designed specifically for this study and piloted beforehand. In the case of disagreement consensus was achieved through discussion. The methodological quality of the studies was determined using specific questions on the proforma (section E in Figure 1Go) concerning method of allocation, concealment of allocation, masking of assessment and reporting of withdrawals (simple dichotomous yes/no outcomes). Criteria were not applied to determine the risk of bias. The inter-rater reliability for the ‘specific questions’ was calculated using an unweighted kappa statistic19Go and the results were interpreted with reference to Landis and Koch’s work.20Go


Figure 1
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Figure 1 Data extraction form

 

    Results
 Top
 Abstract
 Introduction
 Objective
 Null hypothesis
 Methods
 Results
 Discussion
 Conclusions
 References
 
The numbers of studies identified through the search strategy, those retrieved for detailed examination, those excluded and those finally included are detailed in Figure 2Go. Six reports,21Go26Go each from different studies, were included in the review. Four studies were RCT’s22Go,24Go26Go whilst two were CCT’s.21Go,23Go Of the six trials that were included, five evaluated educational interventions,21Go24Go,26Go and one (Richter et al.)25Go assessed if an environmental change, could improve oral hygiene (Table 1Go). Follow up data were collected beyond 5 months in all but one trial.26Go A range of different outcome measures was used to assess plaque and gingival bleeding. These included the plaque index,27Go gingival index,28Go orthodontic patient cooperation scale,29Go oral hygiene index30Go and modified oral hygiene index31Go (Table 1Go).


Figure 2
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Figure 2 Flow diagram outlining the process of the review

 

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Table 1 Included studies
 
The design quality of the trials was variable. None of the trials described allocation concealment. Three clearly described blind outcome assessment22Go,23Go,26Go and two included withdrawal rates.23Go,24Go Inter-rater reliability (assessed using unweighted kappa scores) of the methodological quality of the trials was as follows: randomisation 0.78 (substantial agreement), concealment 0.86 (almost perfect agreement), blinding 0.95 (almost perfect agreement) and withdrawals 0.92 (almost perfect agreement).

Surprisingly, positive effects on plaque and/or gingival health were produced in only four of the included trials.21Go23Go,25Go In the other two studies 24Go,26Go OHP resulted in no difference being detected in dental plaque levels and/or gingival bleeding. None of the studies detected a negative effect of orthodontic OHP on gingival health. Direct comparison between the trials was difficult due to the heterogeneity in the outcome measures that were used.

In the short term (up to 5 months), significant reductions in plaque levels can be expected when an OHP programme is instituted for patients undergoing fixed appliance treatment (P < 0.05).21Go23Go,25Go However, because the studies by Rinchuse et al.24Go and Lees and Rock26Go failed to find an improvement in oral health during orthodontic treatment with their OHP programmes it was not possible to determine if an educational intervention was superior to an environmental change in improving oral hygiene. Advice on smoking cessation did not form part of any of the OHP programmes.


    Discussion
 Top
 Abstract
 Introduction
 Objective
 Null hypothesis
 Methods
 Results
 Discussion
 Conclusions
 References
 
We found that in the short term (up to 5 months), significant reductions in plaque levels can be expected when an OHP programme is instituted for patients undergoing fixed appliance treatment.

It was surprising to note that positive effects on plaque and/or gingival health were produced in only four of the included trials, whilst, in two of the studies, orthodontic OHP produced no difference. Reassuringly, none of the investigations produced a negative effect. These findings are in accordance with the non-orthodontic investigation by Watt and Marinho.14Go Unfortunately, none of the studies we identified had linked their interventions to gingival probing and all simply identified the oral health status using visual scales. The effect of orthodontic OHP on gingival pocket depths and potential bleeding on probing is therefore unknown. Thus, the effect of OHP on preventing significant periodontal attachment loss during fixed appliance orthodontic treatment5Go7Go was not measured and remains unquantified. A linear relationship for both of these is unlikely due to the susceptibility of some patients to rapidly destructive periodontal disease resulting from minimal amounts of plaque.

Interestingly, there was no clear indication that a particular type or style of orthodontic OHP was more effective than any other method. Furthermore, there was no indication that an OHP programme conferred improvements in oral hygiene in the longer term, including the later stages of fixed appliance orthodontic therapy and post fixed appliance orthodontic therapy.

Although the six studies that met the inclusion criteria were a combination of RCTs22Go,24Go26Go and CCTs21Go,23Go, there was considerable heterogeneity in study design and quality. Five studies evaluated educational interventions,21Go24Go,26Go whilst the investigation by Richter et al.25Go determined that written feedback and a reward scheme (including prizes such as ice cream, and raffles for compact disks and a wristwatch) did not have a positive effect on oral hygiene levels. There was also substantial variability in the outcome measures that were used in the studies involving the plaque index,27Go gingival index,28Go orthodontic patient cooperation scale,29Go oral hygiene index30Go and modified oral hygiene index.31Go Regarding the quality of the included studies, none described allocation concealment, only three clearly described blind outcome assessment22Go,23Go,26Go and only two included withdrawal rates.23Go,24Go Follow up data were collected beyond 5 months in all but one trial.26Go Because of the variability, we could not synthesise the data and ideally produce a forest plot of the effectiveness of OHP in fixed appliance orthodontic therapy. We were however able to collate the data.

We used the systematic review method to eliminate bias arising from literature searching, study selection, data abstraction and data synthesis. We aimed to identify all the relevant sources of literature via a wide search of the key electronic databases and backed this up by an extensive hand search. This was because of the variability in the indexing of orthodontic OHP studies by the relevant libraries.32Go A grey literature search was also conducted to identify unpublished work and those studies not identified within the mainstream peer-reviewed journals.

The results of this study indicate that each patient scheduled to embark on fixed appliance treatment should be provided with orthodontic OHP material at the start of treatment. This is because increased plaque formation not only produces CHG, but also generates more prolonged acid challenges to the enamel, potentially resulting in enamel demineralisation.33Go However, no single OHP method will suit all patients.34Go Therefore, it is recommended that each patient should receive direct advice from an oral health professional, backed up by written and where possible, video evidence. Despite the initial costs of producing suitable video material, this method of information delivery confers significant advantages, in terms of the dissemination of consistent information to a large number of subjects.26Go There is also some evidence that videodata are more effective at positively influencing patient behaviour than written information alone.35Go Such information could be shown within waiting areas on a videotape loop, browsed at a waiting area computer kiosk or accessed from the internet by podcast.36Go Furthermore, verbal advice from an oral health professional incorporating a plaque disclosing programme has been shown to be superior to verbal oral hygiene advice alone in reducing plaque levels.22Go

Although the results of this study do not indicate whether an orthodontic OHP programme confers any long-term benefit on periodontal health, it is likely that certain patients would benefit from further OHP during fixed appliance orthodontic treatment. This includes patients with pre-existing periodontal attachment loss and those predisposed to periodontal attachment loss in the absence of fixed orthodontic appliances. Therefore, patients in the latter group (immunosuppressed, diabetics, pubertal, pregnant, menopausal, those taking oral contraceptives and special needs patients with manual dexterity difficulties) should probably receive regular OHP from either a hygienist or dental therapist during orthodontic treatment irrespective of their effectiveness of plaque control at the start of treatment. Furthermore, it is also likely that smokers embarking on orthodontic treatment should receive a combination of both orthodontic OHP and specific smoking cessation advice.37Go This is because smoking not only favours the development of gingivitis and periodontitis (among other conditions), but because periodontal cell turnover is slower in smokers,38Go tooth movement is slower resulting in longer treatment times and orthodontic-induced gingivitis acting over a longer period of time. Thus any loss of attachment is likely to be of a greater significance in smokers undergoing fixed appliance orthodontic treatment.

Clinicians should not only provide orthodontic OHP to eliminate or minimise CHG but could also use treatment strategies to minimise plaque build up around fixed appliance components. For example, the use of small brackets with relatively small occlusogingival dimensions39Go and bracket positioning gauges may help to provide consistent bracket placement avoiding unnecessary proximity to the gingival margins and thus assist in reducing plaque accumulation. Brackets with minimised labiolingual/buccolingual profile and ensuring all excess bonding adhesive is removed may also reduce plaque accumulation. Similarly, for patients where calculus build up occurs during orthodontic treatment around the fixed appliance components, regular scaling and polishing and the use of an appropriate anti-plaque and anti-calculus mouthwash are advisable. Complex bracket designs such as self-ligating varieties containing relatively large clips, auxiliary arch wires and other auxiliaries are plaque retentive and should probably be avoided in periodontally susceptible orthodontic patients.40Go


    Conclusions
 Top
 Abstract
 Introduction
 Objective
 Null hypothesis
 Methods
 Results
 Discussion
 Conclusions
 References
 


    References
 Top
 Abstract
 Introduction
 Objective
 Null hypothesis
 Methods
 Results
 Discussion
 Conclusions
 References
 
1 Atack NE, Sandy JR, Addy M. Periodontal and micro-biological changes associated with the placement of orthodontic appliances. A review. J Periodontol 1996; 67: 78–85.[Medline]

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4 Diamanti-Kipioti A, Gusberti FA, Lang NP. Clinical and microbiological effects of fixed orthodontic appliances. J Clin Periodontol 1987; 14: 326–33. Erratum in: J Clin Periodontol 1990; 17: 66.[CrossRef][Medline]

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7 Alexander S. Effects of orthodontic attachments on the gingival health of permanent second molars. Am J Orthod 1991; 100: 337–40.

8 Self TH, Brooks JB, Lieberman P, Ryan MR. The value of demonstration and the role of the pharmacist in teaching the correct use of pressurised bronchodilators. Can Med Ass J 1983; 128: 129–31.[Abstract]

9 Talvi AI, Järvisalo JO, Knuts LR. A health promotion programme for oil refinery employees: changes of health promotion needs observed at three years. Occup Med (Lond) 1999; 49: 93–101.[CrossRef][Medline]

10 Blalock SJ, Currey SS, DeVellis RF, et al. Effects of educational materials concerning osteoporosis on women’s knowledge, beliefs, and behavior. Am J Health Promot 2000; 14: 161–9.[Medline]

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12 Aittasalo M, Miilunpalo S, Sta°hl T, Kukkonen-Harjula K. From innovation to practice: initiation, implementation and evaluation of a physician-based physical activity promotion programme in Finland. Health Promot Int 2007; 22: 19–27.[Abstract/Free Full Text]

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17 Derks A, Katsaros C, Frencken JE, van’t Hof MA, Kuijpers-Jagtman AM. Caries-inhibiting effect of preventive measures during orthodontic treatment with fixed appliances. A systematic review. Caries Res 2004; 38: 413–20.[CrossRef][Medline]

18 Derks A, Kuijpers-Jagtman AM, Frencken JE, van’t Hof MA, Katsaros C. Caries preventive measures used in orthodontic practices: an evidence-based decision? Am J Orthod Dentofacial Orthop 2007; 132: 165–70.[CrossRef][Medline]

19 Altman DG. Practical statistics for medical research. London: Chapman & Hall, 1991.

20 Landis JR, Koch GG. The measurement of observer agreement for categorical data. Biometrics 1977; 33: 159–74.[CrossRef][Medline]

21 Tersin J. Studies of gingival conditions in relation to orthodontic treatment. IV. The effect of oral hygiene measures on gingival exudation during the course of orthodontic treatment. Swed Dent J 1978; 2: 131–6.[Medline]

22 Boyd RL. Longitudinal evaluation of a system for self-monitoring plaque control effectiveness in orthodontic patients. J Clin Periodontol 1983; 10: 380–8.[CrossRef][Medline]

23 McGlynn FD, LeCompte EJ, Thomas RG, Courts FJ, Melamed BG. Effects of behavioral self-management on oral hygiene adherence among orthodontic patients. Am J Orthod Dentofacial Orthop 1987; 91: 15–21.[CrossRef][Medline]

24 Rinchuse DJ, Rinchuse DJ, Zullo TG. Oral hygiene compliance: a clinical investigation. J Clin Orthod 1992; 26: 33–8.[Medline]

25 Richter DD, Nanda RS, Sinha PK, Smith DW, Currier GF. Effect of behavior modification on patient compliance in orthodontics. Angle Orthod 1998; 68: 123–32.[Medline]

26 Lees A, Rock WP. A comparison between written, verbal, and videotape oral hygiene instruction for patients with fixed appliances. J Orthod 2000; 27: 323–8.[Abstract/Free Full Text]

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31 Green JC, Vermillion JR. The simplified oral hygiene index. J Am Dent Assoc 1964; 68: 7.[Medline]

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33 Gorelick L, Geiger A, Gwinnett AJ. Incidence of white spot formation after bonding and banding. Am J Orthod 1982; 81: 93–8.[CrossRef][Medline]

34 Yoder M. Preferred learning style and educational technology. Nurs Health Care 1994; 15: 128–32.[Medline]

35 Nielsen E, Sheppard M. Television as a patient education tool: a review of its effectiveness. Patient Educ Couns 1988: 11: 3–16.[CrossRef][Medline]

36 Rowell MR, Corl FM, Johnson PT, Fishman EK. Internet-based dissemination of educational audiocasts: a primer in podcasting – how to do it. AJR Am J Roentgenol 2006; 186: 1792–6.[Abstract/Free Full Text]

37 Zakarian JM, Hovell MF, Conway TL, Hofstetter CR, Slymen DJ. Tobacco use and other risk behaviors: cross-sectional and predictive relationships for adolescent orthodontic patients. Nicotine Tob Res 2000; 2: 179–86.[Abstract]

38 Chang YC, Huang FM, Tai KW, Yang LC, Chou MY. Mechanisms of cytotoxicity of nicotine in human periodontal ligament fibroblast cultures in vitro. J Periodontal Res 2002; 37: 279–85.[CrossRef][Medline]

39 Mitchell L. Decalcification during orthodontic treatment with fixed appliances—an overview. Brit J Orthod 1992; 19, 199–205.

40 Zachrisson B. Cause and prevention of injuries to teeth and supporting structures during orthodontic treatment. Am J Orthod 1974; 69: 285–300.[CrossRef]




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